IBM Releases Watson-Powered Regtech Software

IBM Releases Watson-Powered Regtech Software

ThinkAdvisor | 6/14/2017 | Danielle Andrus New software from IBM uses AI, cognitive computing to help financial advisors meet regulatory requirements IBM announced on Wednesday that it has launched a suite of regtech products powered by Watson, IBM’s artificial intelligence platform, to help financial services firms manage their growing compliance responsibilities. Read more here   About Docupace Docupace Technologies, LLC pioneered and implemented SEC/FINRA-compliant Straight-through Processing technology for financial services companies. Docupace’s cybersecurity and document management and workflow solutions simplify the process of capturing, organizing, routing and accessing...
Risky Business

Risky Business

Fund Technology | 6/8/2017 | Emily Sakamoto Asset managers show increasing skepticism over security risks associated with vendors In May one of the most prolific ransomware attacks, Wannacry, penetrated Microsoft operating systems across more than 150 countries worldwide. The attack targeted a gap which Microsoft had quietly rolled out a patch for on March 14, but which many companies, across a range of industries, failed to implement on their individual systems. A patch… Read more here   About Docupace Docupace Technologies, LLC pioneered and implemented SEC/FINRA-compliant Straight-through Processing technology for financial services companies. Docupace’s cybersecurity...
4 Ways a CISO can Secure Business & Comply with Changing Regulations

4 Ways a CISO can Secure Business & Comply with Changing Regulations

CIO Review | 6/6/2017 | John Paul Cunningham In the realm of cybersecurity, old threats continually evolve and new threats continually emerge. One of the most effective ways for companies in the financial services industry to protect themselves and their clients is to create a Chief Information Security Officer (CISO) position within their organizations. In September 2016, the New York State Department of Financial Services proposed the nation’s first cybersecurity regulation to protect state financial institutions and their customers—and other states may follow. A key component of the New York State legislation is the requirement that companies create and fill a CISO role. In addition,...
How to Meet Cybersecurity Requirements

How to Meet Cybersecurity Requirements

Barron’s | 5/27/2017 | John Paul Cunningham The SEC and Finra want advisors to have clear security protocols in place to protect sensitive financial information. The 2017 examination priorities disclosed by the SEC and Finra include, among other themes, a strong focus on cybersecurity. During audits, these regulatory agencies will be confirming that advisors have clear security protocols in place to protect sensitive financial information, and that they’re testing those protocols regularly. Below are some best practices that advisors can harness to ensure they comply with SEC and Finra cybersecurity regulations. Read more here About Docupace Docupace Technologies, LLC pioneered and...

Pin It on Pinterest