Beacon Strategies Docupace Technologies

Beacon Strategies | 2/24/2017 | Alan “G” Giancaterino

Alan “G”, EVP of Sales, gives an overview of our company, products, and client success stories.

Beacon Strategies Compliance Retreat with Alan G

OVERVIEW

Demographic:
Docupace’s cybersecurity, document management and workflow solutions simplify the process of capturing, organizing, routing and accessing information for Broker-Dealers and RIAs that, under new DOL rules, must keep thorough, secure records of documents that explain how they formulated recommendations that are in the best interests of investors. Docupace’s innovative products have been proven to significantly reduce not-in-good-order (NIGO) conditions on document processing submissions for financial services companies…

Read the Context Study

About Docupace
Docupace Technologies, LLC pioneered and implemented SEC/FINRA-compliant Straight-through Processing technology for financial services companies. Docupace’s cybersecurity and document management and workflow solutions simplify the process of capturing, organizing, routing and accessing information for broker-dealers and registered investment advisors (RIAs) that, under new government regulations, must keep thorough, secure records of documents that explain how they formulated recommendations that are in the best interests of investors. Docupace’s innovative products have been proven to significantly reduce not-in-good-order (NIGO) conditions on document processing submissions for financial services companies.

Docupace currently services over 1 billion stored documents from more than 500 Broker Dealers and RIAs. For more information, please follow @docupace.

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