News & Events


Investors spearhead transparency, compliance push

Fund Technology | 2/1/2017 | Emily Sakamoto

“The end consumer today is really digitized in many aspects of their lives,” said Kevin Laraia, COO at Docupace, an electronic processing solution provider for financial services. “The financial services are just catching up. I think transparency is key.”

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Cultivating Your Practice

PlanAdviser | 12/2016 | John Manganaro

“The real point of all this thinking is to get advisers, broker/dealers [B/Ds] and other providers to a point of perfect, real-time processing,” Embrogno continues. “To make a rapid increase in scale possible, processing must be as efficient as possible, and get you to the lowest cost of operation possible.”

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What to Look for in a Technology Platform

Wealth | 12/30/2016 | Tom Embrogno

The key factors to consider when deciding on a technology platform, including compliance, auditing and security. Last week, I explained the differences between platform and point technology solutions and made the case that platforms are generally more beneficial over the long term.

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Docupace Repositions Key Executives to Better Serve Broker-Dealer & RIA Clients

Press Release | 1/05/2017 | Docupace

Docupace Technologies, LLC, the financial services industry’s leading provider of Straight-Through Processing solutions, announces that Chief Information Officer John Cunningham will fill the additional position of Chief Information Security Officer. Mr. Cunningham takes over from Tom Embrogno, who will step into the newly created role of Global Strategic Advisor.

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Advisors’ Low-Tech Cybersecurity Action Plan

Think Advisor | 12/7/2016 | Danielle Andrus

“It’s low-tech. It’s human error; people sending PII or SII. Folks are not breaking into the 256-bit encryption. They’re counting on human beings to not be aware [of risks] and to make mistakes,” according to Tom Embrogno, chief information security officer at Docupace.

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