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Docupace is the Single-Vendor, Straight-Through Processing Platform for All Your Back Office Needs.

What You Get With Docupace

Save Your Firm Time and Money and Stay Cybersecure

Cyber security technology leader - Docupace, delivers business software delivered in a single platform that is compliant with both SEC and FINRA

Docupace Technologies provides Broker-Dealers, RIA’s and financial advisors with:

  • Easy-to-use cloud-based solution that can satisfy your back-office books and records needs.
  • One SEC and FINRA compliant straight through processing platform
  • Rule 17a-3 and Rule 17a-4 compliance
  • Robust cyber security services to ensure you’re cyber secure and compliant
  • Turnkey platform that integrates with other complimentary solutions
  • Industry experts and account specialists to help you along the way

ePACS Productivity Suite

  • True Straight-Through processing in a box
  • Built specifically for financial service firms
  • Full suite platform with specific modular solutions
  • Highly configurable and full workflow enabled
  • Reduces NIGO (Not-in-good-order) and processing delays

Cyber Security

  • Cyber security technology leader
  • Full suite of cyber security services
  • Built specifically for financial service firms
  • Extensive cyber security best practices,
  • infrastructure configurations, policies and controls
  • Staffed with certified cyber security experts

Docupace is going above and beyond one single stream of expertise. They have the complete transaction experience.

David Ballard

EVP, COO, Cetera Financial Group



Recent News

Risky Business

Fund Technology | 6/8/2017 | Emily Sakamoto

Tom Embrogno, global strategic advisor at Docupace Technologies, notes that data management is at the core of maintaining a minimally risky business

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4 Ways a CISO can Secure Business & Comply with Changing Regulations

CIO Review | 6/6/2017 | John Paul Cunningham

In the realm of cybersecurity, old threats continually evolve and new threats continually emerge. One of the most effective ways for companies in the financial services industry to protect themselves and their clients is to create a Chief Information Security Officer (CISO) position within their organizations.

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